Disclosures

CIP/AML

Important Information You Need to Know about Opening a New Account
To help the government fight the funding of terrorism and money laundering activities, federal law requires financial institutions to obtain, verify and record information that identifies each person who opens an account.

This notice answers some questions about Justly Markets LLC’s (“Justly”) Customer Identification Program.

What types of information will I need to provide?

When you open an account, Justly is required to collect the following information:

  • Name
  • Date of birth
  • Address
  • Identification number
    • U.S. citizen: taxpayer identification number (Social Security number or employer identification number)
    • Non-U.S. citizen: taxpayer identification number; passport number and country of issuance; alien identification card number; or government-issued identification showing nationality, residence and a photograph of you.

You may also need to show your driver’s license or other identifying documents.

A corporation, partnership, trust or other legal entity may need to provide other information, such as its principal place of business, local office, employer identification number, certified articles of incorporation, government-issued business license, a partnership agreement or a trust agreement.

U.S. Department of the Treasury, Securities and Exchange Commission, and FINRA rules already require you to provide most of this information. These rules also may require you to provide additional information, such as your net worth, annual income, occupation, employment information, investment experience and objectives and risk tolerance.

What happens if I don't provide the information requested or my identity can't be verified?

Justly will not be able to open an account or carry out investments for you.

Customer Complaint Notice

SEC Rule 17a-3(a)(18)(ii) Disclosure Statement:
JUSTLY Markets LLC in accordance with Rule 17a-3(a)(18)(ii), is furnishing this statement to provide you with a name, telephone number and address, if you ever need to report or notify us of a possible complaint. If, for any reason, you feel you have a complaint, please contact our offices immediately, either by mail at JUSTLY Markets LLC 1441 Broadway, Suite #5116, New York, NY 10018 Attention: Compliance Department, by email at [email protected] or (332) 228-0567 and leave a message for a representative of the Compliance Department.

SIPC Notification

JUSTLY Markets LLC is a member of the Securities Investor Protection Corporation (SIPC), which protects securities of its members up to $500,000 (including $250,000 for claims for cash). However, we do not hold customer funds and securities. Funds and securities held by outside institutions are not covered by our SIPC protection. All customers are advised that information about SIPC, including the SIPC brochure, may be obtained by contacting SIPC. SIPC may be contacted by phone, email or regular mail: Securities Investor Protection Corporation 805 15th Street, N.W. Suite 800 Washington, D.C. 20005-2215 Tel: (202) 371-8300 Fax: (202) 371-6728 Email: [email protected] For more detailed information please visit the SIPC website at www.sipc.org

FINRA Notification

FINRA’s public disclosure program toll free hotline number is 1(800)289-9999 and FINRA’s website address is: http://www.finra.org

Social Media Disclosure

JUSTLY Markets may post content to third-party sites that contain references and/or links to opinion-based content. This content is for informational and educational purposes only as of the date of writing and may change at any time based on market or other conditions. The existence of any such link does not constitute an endorsement by JUSTLY Markets of the linked third-party site or content.

JUSTLY Markets social media content is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy, sell or hold a security or an investment strategy and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor, or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with an investment professional. JUSTLY Markets does not engage in rendering tax, legal or accounting advice. You should not disclose personal financial or account information on social media. Complaints should not be submitted via JUSTLY Markets social media platforms.

Please speak with your financial professional for such inquiries or complaints or contact JUSTLY Markets directly at 1-332-228-0567 or [email protected].

All investments carry a certain degree of risk, including possible loss of principal, and there is no assurance that an investment will provide positive performance over any time period. Past performance does not guarantee future results. JUSTLY Markets reserves the right to retain, monitor and reproduce all electronic communications consistent with applicable law.